2020
12월
-
12
Education in the second half of the year on prevention of unfair stock trading
Theme-based education on ethical management and employees’ Code of Ethics (preparation of written pledge to comply with ethical standards)
Education on prevention of money laundering (Board of Directors)
Supplementary cyber education on compliance with ethical standards
(Code of Ethics, laws governing the workplace bullying prevention, sexual harassment prevention, improvement of perception towards the persons with disabilities, and financial consumer protection)
Publication of web magazine (Shinhan 57-minute Compliance)
10월
-
10
Themed education on prevention of and response to sexual harassment and workplace bullying
Education on prevention of money laundering (persons in charge of corporate business cards, automobile finance)
Education on compliance with Volcker Rule and internal control
Enterprise-wide online education on prevention of money laundering
9월
-
09
Guidance on the Employee Code of Conduct before and after national holidays, along with the implementation of the Lenience System for employees and subcontractors
Publication of web magazine (Shinhan 57-Minute Compliance)
8월
-
08
Implementation of Deep Cleaning Campaign for Righteous Business
7월
-
07
Education on prevention of money laundering (persons in charge of corporate business cards, automobile finance)
Webtoon pop-up Education on Financial Consumer Protection Act (from July to December)
6월
-
06
Education on prevention of unfair stock trading in the first half of the year
Cyber education on compliance with ethical standards
(Code of Ethics, laws governing the workplace bullying prevention, sexual harassment prevention, improvement of perception towards the persons with disabilities, and financial consumers protection)
Publication of web magazine (Shinhan 57-Minute Compliance)
5월
-
05
Education on prevention of money laundering (Board of Directors)
4월
-
04
Education on prevention of money laundering (persons in charge of corporate business cards, automobile finance)
3월
-
03
Education on strengthening the competency of Compliance Monitoring Manager
Education on prevention of money laundering (Head of Call Center Counseling Team)
Publication of web magazine (Shinhan 57-Minute Compliance)
2월
-
02
Implementation of national holiday leave system (from February to December)
Education on prevention of money laundering (persons in charge of corporate business cards, automobile finance)
1월
-
01
Guidance on the Employee Code of Conduct before and after national holidays, along with the implementation of Leniency System for employees and subcontractors
Education on prevention of money laundering
(representatives of overseas corporations/targets of automobile financing job posting/new employees/employees handing the corporate card business)
Webtoon pop-up Education on mutual respect (from January to June)
2019
12월
-
12
Themed education on ethical management & Employee Code of Ethics
Publication of web magazine (Shinhan 57-Minute Compliance)
11월
-
11
Education on prevention of money laundering (Board of Directors/persons in charge of installment financing)
10월
-
10
Themed education workers at high risks
Education on prevention of money laundering (persons in charge of corporate business at branches and centers)
9월
-
09
Ceremony for declaration of accident prevention and internal control strengthening
Guidance on the Employee Code of Conduct before and after national holidays, and implementation of voluntary reporting (internal whistle-blowing)
Pop-up education on compliance with ethical standards (push alert for increasing the awareness as a financial specialists)
8월
-
08
Dispatch of the Compliance Officer’s Letter related to financial incidents
7월
-
07
Cyber education on compliance with ethical standards (Code of Ethics, laws governing the sexual harassment prevention, improvement of perception towards the persons with disabilities, and money laundering prevention, etc.)
Written pledge to comply with ethical standards
Implementation of leniency system for employees and subcontractors
6월
-
06
Publication of web magazine (Shinhan 57-Minute Compliance)
In-depth open lecture on management of contracts
E-learning on works related to money laundering prevention & video conference, and education by department)
Education on job ethics and prevention of unfair transaction (prevention from use of undisclosed information, manipulation of market rate, unfair trading, disruption to market order)
3월
-
03
Publication of web magazine (Shinhan 57-Minute Compliance)
Webtoon pop-up education on workplace impoliteness (from March to December)
Job-related education on prevention of money laundering (Head of Regional Member Team, and Head of Support Team)
2월
-
02
Education on strengthening the competency of Compliance Monitoring Manager
In-person education for the Board of Directors on prevention of money laundering (twice a year)
Implementation of national holiday leave system (from February to December)
1월
-
01
Education for Compliance Monitoring Team, which aims to strengthen job competency
Guidance on Employee Code of Conduct before and after national holiday & Implementation of voluntary report (internal whistle-blowing)
Job education on recruitment of members and prevention of money laundering (Head of Regional Member Team, and Head of Support Team)
Job education on prevention of money laundering (including the education on major practical works handled by banks)
2018
12월
-
12
Supplementary education for cyber courses on compliance with laws and regulations (Code of Conduct, sexual harassment prevention, improvement of perception towards persons with disabilities, prevention of money laundering, etc.)
Written pledge to comply with ethical standards
Implementation of Leniency System for employees and subcontractors
Publication of web magazine (Shinhan 57-Minute Compliance)
Pop-up education for subsidiaries on compliance with ethical standards in connection with money laundering (mutual respect among employees)
Implementation of ceremony to comply with the process of financial terms & conditions
10월
-
10
Education on major processes related to compliance with contract management regulations
9월
-
09
Publication of web magazine (Shinhan 57-Minute Compliance)
Guidance on Employee Code of Conduct before and after national holiday & Implementation of voluntary report (internal whistle-blowing)
Themed education on prevention of sexual harassment in workplace (education by department)
Supplementary education that aims to strengthen the competency of Compliance Monitoring Manager
8월
-
08
In-person education aiming to expand the competency of Compliance Monitoring Manager
In-person education for the executives on prevention of money laundering (officials and heads of departments, including the CEO)
In-person education for the Board of Directors on the prevention of money laundering
In-person education for employees on prevention of money laundering (including bank branches)
Education on the announcements to be made to ensure fulfillment of requirements for checking and reporting after rollout of new financial instruments
Pop-up education for overseas subsidiaries for compliance with ethical standards in connection with money laundering (prevention of unjust treatment of subcontractors by principal company)
7월
-
07
Implementation of the Lenien/cy system for employees and subcontractors
Education on money laundering prevention for employees carrying out sales duties and providing work-related support
Pop-up education for overseas subsidiaries for compliance with ethical standards associated with money laundering (protection of customer information)
6월
-
06
Cyber education on compliance with ethical standards (Code of Conduct, sexual harassment prevention, improvement of perception towards persons with disabilities, prevention of money laundering, etc.)
Publication of web magazine (Shinhan 57-Minute Compliance)
Cyber education and correspondence education on prevention from using undisclosed important information Collective education for bank branches (targeting those eligible for reinstatement to their former positions)
Education for the executives on prevention of money laundering
Pop-up education to overseas subsidiaries on the compliance with ethical standards in connection with prevention of money laundering (prevention of money laundering)
5월
-
05
Job education for prevention of misselling (incomplete contract)
3월
-
03
Education on strengthening the competency of Compliance Monitoring Manager
Publication of web magazine (Shinhan 57-Minute Compliance)
Pop-up education for overseas subsidiaries for compliance with ethical standards in connection with money laundering (prevention of excessive investment)
2월
-
02
Guidance on Employee Code of Conduct before and after national holidays
2017
12월
-
12
Publication of web magazine (Shinhan 57-Minute Compliance)
11월
-
11
Publication of web magazine (Shinhan 57-Minute Compliance)
Implementation of the Leniency System for employees and subcontractors Additional execution of written pledge to comply with ethical standards
Guidance for employees on compliance with ethical rules (re-announcement on the operation of channels for whistleblowers)
10월
-
10
Distribution of educational materials related to internal control of overseas subsidiaries in connection with money laundering
9월
-
09
Publication of web magazine (Shinhan 57-Minute Compliance)
Education on strengthening the competency of Compliance Monitoring Manager
Guidance on Employee Code of Conduct before and after national holiday
Education on prevention of unfair transaction under the Capital Markets Act
8월
-
08
Establishment of the Internal Control Officer System and award of the Letter of Appointment to the Compliance Officer
Education on strengthening the competency of Compliance Monitoring Manager
Publication of web magazine (Shinhan 57-Minute Compliance)
Ceremony for appointing the Compliance Officer (award of the Letter of Appointment)
7월
-
07
Education on compliance with ethical standards (concept and cases of unfair transaction in the capital market)
Written pledge of compliance with ethical standards
6월
-
06
Briefing session education on the mandatory leave system prior to guidance on the implementation of mandatory leave system
DT Drive strategy internalization education (understanding and case study on overall aspects of Financial Consumer Protection Act)
5월
-
05
Implementation of the Leniency System for employees and subcontractors
3월
-
03
DT Drive strategy internalization education (basic laws for smart financing)
2월
-
02
Education to strengthen the competency of Compliance Monitoring Manager
Implementation of Cleaning Campaign (revamp of business order in connection with illegal recruitment – Strengthening the education for president of sales office; putting up the banners)
Education on rigorous prevention of money laundering (strengthening the personal check and education of employees)
1월
-
01
Guidance on Employee Code of Conduct before and after national holiday
2016
11월
-
11
Online video education on Solicitation and Graft Prevention Act
10월
-
10
Development and distribution of the app for the Solicitation and Graft Prevention Act ('ONE touch Solicitation and Graft Prevention')
Morning education and pop-up education on the Solicitation and Graft Prevention Act; and operation of internal hotline
Implementation of the Leniency System for employees and subcontractors
Education for local BU heads and branch managers on the Solicitation and Graft Prevention Act
Education on the advertising of and deliberation on credit loan financial instruments in the wake of the amendment of the Credit Loan Financing Business Act
9월
-
09
Additional implementation of written pledge to comply with ethical standards
Special lecture for employees on the Solicitation and Graft Prevention Act
6월
-
06
Cyber education on observance of ethical standards (Code of Conduct, sexual harassment prevention, improvement of perception towards persons with disabilities, prevention of money laundering, etc.)
Witten pledge to comply with ethical standards
Education of sales office directors to expand the culture of righteous business related to recruitment of members (12 times in all)
5월
-
05
Implementation of Fin-Tech legal seminar
1월
-
01
Education aiming to improve the competency of Compliance Monitoring Manager
